Seventh Notice Regarding Disposition of LBI Estate Securities - February 18, 2014
News provided by
Office of the Trustee for the Liquidation of Lehman Brothers Inc.Feb 18, 2014, 06:41 ET
NEW YORK, Feb. 18, 2014 /PRNewswire-USNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors.
With the advice and consent of the Securities Investor Protection Corporation and in consultation with advisors to major creditor constituencies, the Trustee retained Miller Buckfire & Co., LLC. and Stifel Fixed Income to help sell all remaining securities.
Consistent with the procedures outlined in the Notice dated February 12, 2014 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering Pool 1, Pool 2, and Pool 3 for sale. The composition of these pools is listed in Exhibit A of this notice.
- Bids should be sent to [email protected] no later than 2:00pm Eastern Time on Friday, February 28, 2014 with the following information:
- Buyer Contact Information
- Pool Number
- Bid Price
- Miller Buckfire / Stifel will notify winning bidders no later than 4:00pm Eastern Time on Friday, February 28, 2014.
- Bidders will bid on the entire pool.
- All securities will be delivered to the winning bidder. Securities will be delivered to the winning bidder as quickly as the satisfaction of potential administrative issues allow. The Trustee, Miller Buckfire and Stifel make no representation as to the transferability or ability to register sold securities in a specific timeframe.
- An Intralinks data room has been set up to assist bidders with potential diligence. None of the Trustee, Miller Buckfire & Co., LLC and Stifel Fixed Income or their respective affiliates or representatives, makes any representation or warranty, expressed or implied, as to the accuracy or completeness of the information contained. Bidders should rely upon their own diligence to determine their interest in bidding on any given pool. Requests for Intralinks access can be made to: [email protected]
- The pools will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel.
Sales inquiries can be made to:
| Al Lhota Senior Managing Director T: +1 203 717 6524 |
Matthew Stewart Vice President T: +1 203 717 6483 |
Media Contact for the Trustee
Jake Sargent
[email protected]
202-569-5086
THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL.
Pool 1: MBS & Structured Products
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| 058521AL9 |
058521AL9 |
BALLANTYNE RE PLC ASTBK/SERIES 2006-1 C-2-FI |
170,000,000.0 |
| 87215KAA1 |
87215KAA1 |
TWLB 99-AA SER98-A |
73,049,000.0 |
| XX9N35683 |
86357KAC7 |
ATT STRIP CLASS |
10,000,000.0 |
| XX9N33582 |
86357KAA1 |
VERIZON ZTF |
10,000,000.0 |
| 058521AK1 |
058521AK1 |
BALLANTYNE RE PLC ASTBK/SERIES 2006-1 C-1-FI |
8,000,000.0 |
| 834491AB8 |
009314750 |
SOMERS CDO LTD SUB NT |
6,000,000.0 |
| 876002AA4 |
US876002AA41 |
TANZANITE 2004-1 TR,0% NTS 02/06/2014 USD1000 '1 |
3,372,045.0 |
| 87215QAA8 |
87215QAA8 |
T & W FDG VII LLC SER 1997-A LEASED BAKED |
3,101,785.0 |
| 14984XAF5 |
14984XAF5 |
CEAGO ABS CDO LTD, SERIES 2007-1 CLASS D 1 |
2,500,000.0 |
| 87215QAB6 |
87215QAB6 |
T & W FDG VII LLC SER 1997-A LEASED BAKED |
2,283,840.0 |
| 524925AA2 |
524925AA2 |
TWLB 98 AA ASSETBL LEASE |
1,917,650.0 |
| G78158BX2 |
G78158BX2 |
***SASCO ARC CO SERIES 2005-9XS CL B REG-S |
1,300,000.0 |
| XX9N36153 |
21099ACJ2 |
CONTINENTAL AUTO RECEIVABLES 12% |
500,000.0 |
| 38136VAB4 |
US38136VAB45 |
GOLDENTREE LN OPP 2007-5, 20211018 FLT |
500,000.0 |
| 876004AA0 |
US876004AA07 |
TANZANITE HFRX TRACKER NOTE TRACKER NOTE ON HFRX SEP09-MATREG D R/MD 0 |
350,000.0 |
| 71528QAJ5 |
71528QAJ5 |
PERSEUS CDO I LTD, CORP, SUB NTS CLASS-D1 1 |
200,000.0 |
| 911909BG3 |
911909BG3 |
U S HOME MTG CAP CORP-GNMA CTF BACKED SER 14 |
53,000.0 |
| 23321PUA4 |
23321PUA4 |
DLJ MORTGAGE ACCEPTANCE CORPORATION MTGPC/SE |
37,207.0 |
| 228231AL0 |
228231AL0 |
CROWN CITY CDO 2005-2 LTD, /LLC SERIES 2005 |
1,000.0 |
| 228231AJ5 |
228231AJ5 |
CROWN CITY CDO 2005-2 LTD, /NT CL-D FL144A12 |
1,000.0 |
| 39807FAB5 |
024110141 |
GREYST 06-1B |
1,000.0 |
| 111411898 |
111411898 |
DEUSTCHE BANK ALT A RALI 07-QO2 RIII 32547D0 |
1.0 |
| 761118NT1 |
761118NT1 |
RALI SERIES 2005-QO4 TRUST MTGPC/SERIES 2005 |
1.0 |
| 761118NU8 |
761118NU8 |
RALI SERIES 2005-QO4 TRUST MTGPC/SERIES 2005 |
1.0 |
| 761118SX7 |
761118SX7 |
RALI SERIES 2006-QO1 TRUST MTGPC/SERIES 2006 |
1.0 |
| 761118SY5 |
761118SY5 |
RALI SERIES 2006-QO1 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114GAS8 |
75114GAS8 |
RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114GAT6 |
75114GAT6 |
RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114GAU3 |
75114GAU3 |
RALI SERIES 2006-QO4 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114HAZ0 |
75114HAZ0 |
RALI SERIES 2006-QO5 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114HBA4 |
75114HBA4 |
RALI SERIES 2006-QO5 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114NAP9 |
75114NAP9 |
RALI SERIES 2006-QO6 TRUST MTGPC/SERIES 2006 |
1.0 |
| 75114NAQ7 |
75114NAQ7 |
RALI SERIES 2006-QO6 TRUST MTGPC/SERIES 2006 |
1.0 |
| 761118HY7 |
761118HY7 |
RALI SERIES TRUST MTGPC/SERIES 2005-QO2 R-I |
1.0 |
| 761118HZ4 |
761118HZ4 |
RALI SERIES TRUST MTGPC/SERIES 2005-QO2 R-II |
1.0 |
| 75115FBB5 |
75115FBB5 |
RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-I |
1.0 |
| 75115FBC3 |
75115FBC3 |
RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-II |
1.0 |
| 75115FBD1 |
75115FBD1 |
RALI SERIES TRUST MTGPC/SERIES 2005-QO8 R-II |
1.0 |
| 75115GAK4 |
75115GAK4 |
RALI SERIES TRUST MTGPC/SERIES 2006-QH1 R-I |
1.0 |
| 75115GAL2 |
75115GAL2 |
RALI SERIES TRUST MTGPC/SERIES 2006-QH1 R-II |
1.0 |
| 751153AQ0 |
751153AQ0 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO10R-I |
1.0 |
| 751153AR8 |
751153AR8 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO10R-II |
1.0 |
| 751150BA0 |
751150BA0 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-I |
1.0 |
| 751150BB8 |
751150BB8 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-II |
1.0 |
| 751150BC6 |
751150BC6 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO7 R-II |
1.0 |
| 751150BD4 |
751150BD4 |
RALI SERIES TRUST MTGPC/SERIES 2006-QO7 RX 1 |
1.0 |
| 74922HAM4 |
74922HAM4 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-I |
1.0 |
| 74922HAN2 |
74922HAN2 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-II |
1.0 |
| 74922HAQ5 |
74922HAQ5 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH1 R-II |
1.0 |
| 74922JAM0 |
74922JAM0 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-I |
1.0 |
| 74922JAN8 |
74922JAN8 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-II |
1.0 |
| 74922JAP3 |
74922JAP3 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH2 R-II |
1.0 |
| 74922WAP4 |
74922WAP4 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-I |
1.0 |
| 74922WAQ2 |
74922WAQ2 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-II |
1.0 |
| 74922WAR0 |
74922WAR0 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH3 R-II |
1.0 |
| 74922TAP1 |
74922TAP1 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-I |
1.0 |
| 74922TAQ9 |
74922TAQ9 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-II |
1.0 |
| 74922TAR7 |
74922TAR7 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH4 R-II |
1.0 |
| 74922AAM9 |
74922AAM9 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-I |
1.0 |
| 74922AAN7 |
74922AAN7 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-II |
1.0 |
| 74922AAP2 |
74922AAP2 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH6 R-II |
1.0 |
| 75115LAU1 |
75115LAU1 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-I |
1.0 |
| 75115LAV9 |
75115LAV9 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-II |
1.0 |
| 75115LAW7 |
75115LAW7 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-II |
1.0 |
| 75115LAX5 |
75115LAX5 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH7 R-IV |
1.0 |
| 74924EAL1 |
74924EAL1 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH8 R-II |
1.0 |
| 749241AD7 |
749241AD7 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH9 R-I |
1.0 |
| 749241AE5 |
749241AE5 |
RALI SERIES TRUST MTGPC/SERIES 2007-QH9 R-II |
1.0 |
| 75115YAQ2 |
75115YAQ2 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO1 R-I |
1.0 |
| 75115YAR0 |
75115YAR0 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO1 R-II |
1.0 |
| 74923TAP0 |
74923TAP0 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO3 R-I |
1.0 |
| 74923TAQ8 |
74923TAQ8 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO3 R-II |
1.0 |
| 74923LAP7 |
74923LAP7 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO4 R-I |
1.0 |
| 74923LAQ5 |
74923LAQ5 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO4 R-II |
1.0 |
| 74924AAH8 |
74924AAH8 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO5 R-I |
1.0 |
| 74924AAJ4 |
74924AAJ4 |
RALI SERIES TRUST MTGPC/SERIES 2007-QO5 R-II |
1.0 |
| 761118KY3 |
761118KY3 |
RALI TRUST MTGPC/SERIES 2005-QO3 R-I-VAR RAT |
1.0 |
| 75115HAT3 |
75115HAT3 |
RALI TRUST MTGPC/SERIES 2006-QO9 R-III-VAR R |
1.0 |
| 75115HAS5 |
75115HAS5 |
RALI TRUST MTGPC/SERIES 2006-QO9 R-II-VAR RA |
1.0 |
| 75115HAR7 |
75115HAR7 |
RALI TRUST MTGPC/SERIES 2006-QO9 R-I-VAR RAT |
1.0 |
| 75115HAU0 |
75115HAU0 |
RALI TRUST MTGPC/SERIES 2006-QO9 R-IV-VAR RA |
1.0 |
| 75116EAP7 |
75116EAP7 |
RALI TRUST MTGPC/SERIES 2007-QH5 R-I 144A-VA |
1.0 |
| 75116EAQ5 |
75116EAQ5 |
RALI TRUST MTGPC/SERIES 2007-QH5 R-II 144A-V |
1.0 |
| 75116EAR3 |
75116EAR3 |
RALI TRUST MTGPC/SERIES 2007-QH5 R-III 144-V |
1.0 |
| 75116EAT9 |
75116EAT9 |
RALI TRUST MTGPC/SERIES 2007-QH5 R-IV 144A-V |
1.0 |
| 75116AAQ3 |
75116AAQ3 |
RALI TRUST SERIES 2007-QO2 CLASS R-I |
1.0 |
| 75116AAR1 |
75116AAR1 |
RALI TRUST SERIES 2007-QO2 CLASS R-II |
1.0 |
| 761118EU8 |
761118EU8 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO1 |
1.0 |
| 761118EV6 |
761118EV6 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO1 |
1.0 |
| 761118QR2 |
761118QR2 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO5 |
1.0 |
| 761118QS0 |
761118QS0 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2005-QO5 |
1.0 |
| 761118XB9 |
761118XB9 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO3 |
1.0 |
| 761118XC7 |
761118XC7 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO3 |
1.0 |
| 761118WL8 |
761118WL8 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO2 |
1.0 |
| 761118WM6 |
761118WM6 |
RESIDENTIAL ACCREDIT LNS INC, SERIES 2006-QO2 |
1.0 |
| 393505AU6 |
393505AU6 |
GREEN TREE FINCL CORP, FORMERLY G/T/A INC, TO |
0.0 |
Pool 2: Municipals
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| 656570AB4 |
656570AB4 |
NORTEX HSG FIN CORP, TEX SGLFAM REV CUST RCPT |
2,406,250.0 |
| 951846BJ2 |
951846BJ2 |
WEST CENTRAL TEX HSG FIN CORP, SGL FAM REV CU |
1,968,750.0 |
| 206058AB5 |
206058AB5 |
CONCHO VLY TEX HSG FIN CORP, SGL FAM REV CUST |
875,000.0 |
| 575851YD6 |
575851YD6 |
MASSACHUSETTS ST H&E FACSAUTH REV NEW ENGLAN |
20,000.0 |
| 1964786F3 |
1964786F3 |
COLORADO HSG FIN AUTH RESIDUAL INT-TRS-SER L |
5,000.0 |
| XX9L00319 |
196345BJ0 |
COLORADO CTR MET DIST COLO LTD, TAX&SPL REV S |
1,526.0 |
| XX9L03778 |
XX9L03778 |
LAREDO TEXAS HSG FIN CORP SINGLE FAMILY MTG |
100.0 |
| XX9L05194 |
XX9L05194 |
LEON CNTY FLA HSG FIN AUTH SINGLE FAMILY MTG |
100.0 |
| XX9L05197 |
XX9L05197 |
ORANGE COUNTY HSG FIN AUTH |
100.0 |
| 133334CS9 |
133334CS9 |
CAMERON CNTY TEX HSG FIN CORP, SINGLE FAM MTG |
100.0 |
| 684505CB4 |
684505CB4 |
ORANGE CNTY FLA HSG FIN AUTH S SINGLE FAM MT |
100.0 |
| 722900HK6 |
722900HK6 |
PINELLAS CNTY FLA HSG FIN AUTH SINGLE FAM HS |
100.0 |
| 975789AW8 |
975789AW8 |
WINTER GARDEN TEX HSG FIN CORP, SINGLE FAM MT |
100.0 |
| 309512AB7 |
US309512AB78 |
FARMERS BRANCH TEX HSG FIN COR, S |
50.0 |
| 100340BP2 |
100340BP2 |
BOSSIER PUB TR FING AUTH LA SI MTG REV REF |
50.0 |
| XX9L03777 |
XX9L03777 |
HIDALGO CNTY TEX HSG FIN CORP SINGLE FAMILY |
1.0 |
Pool 3: Lehman-related Securities
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| 524ESCWH9 |
US524ESCWH97 |
LEHMAN BROS HLDGS INC ESCROW CUSIP |
22,505,000.0 |
| 524909BE7 |
524909BE7 |
LEHMAN BROS HLDGS INC, REG D PUT CERTIFICATE |
9,927,050.0 |
| 524909BD9 |
524909BD9 |
LEHMAN BROS HLDGS INC, PUT CERTIFICATE ON S&P |
4,850,000.0 |
| 525ESCRB7 |
US525ESCRB73 |
LEHMAN BROS HLDGS INC ESCROW CUSIP |
4,110,000.0 |
| 52518V719 |
52518V719 |
WTS LEHMAN BROS FIN S A ZERO STK CPU CALL WT |
3,500,000.0 |
| 524ESCWZ9 |
524ESCWZ9 |
LEHMAN BROS HLDGS INC, ESCROW CUSIP |
3,300,000.0 |
| 524908VD9 |
US524908VD93 |
LEHMAN BROS HLDGS INC LBT EQUITY NOTE LINKED TO |
2,800,000.0 |
| 52518V776 |
52518V776 |
WTS LEHMAN BROS FIN S A CALL 0 STK CEU WT ON |
2,500,000.0 |
| 524908VE7 |
US524908VE76 |
LEHMAN BROS HLDGS INC LBT EQUITY NOTE LINKED TO |
925,000.0 |
| 524908HX1 |
524908HX1 |
LEHMAN BROS HLDGS INC, REG D DISC CERTIFICATE |
426,000.0 |
| 52518V750 |
52518V750 |
WTS LEHMAN BROS FIN S A BEST 9 OF 10 CALL WT |
400,000.0 |
| 525188108 |
525188108 |
LEHMAN TAX FREE RESERVES INC, MONEY MARKET FU |
100,000.0 |
| 524908365 |
524908365 |
WTS LEHMAN BROS HLDGS INC, HFRX GLOBAL HEDGE |
18,308.0 |
| 52518Q132 |
US52518Q1325 |
LEHMAN BROS INC CUST RCPTS PFD, VAR CUS RCPT 5 |
18.0 |
| 52520D129 |
US52520D1292 |
WTS LEHMAN BROS SECURITIES NV PERIODIC RESET EURO CALL HFRX GLOBAL TRA |
6.0 |
SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.
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