Securities Attorney Laura Anthony Talks OTC Markets and LawCast.com With Sonia Luna of BlogTalk.com

WEST PALM BEACH, Fla., June 2, 2015 /PRNewswire/ -- Attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a corporate, securities and business transaction law firm, recently spoke with compliance expert Sonia Luna, host of Compliance Expert Radio. Attorney Laura Anthony elaborated on the legal and logistical aspects of going public, mergers and acquisitions, IPO's, and the latest legal trends that impact the OTC Market and her securities law network, LawCast.com.

Attorney Laura Anthony also detailed and explained the SEC "Broken Windows" policy.

Attorney Laura Anthony stated, "The SEC Broken Windows Policy is one where the SEC is committed to pursue infractions, big and small. They are committed to investigate, review and monitor all activities, and not just wait for someone to call and complain or just wait for the big cases. The idea is that small infractions lead to bigger infractions, and that the securities markets have had a reputation that minor violations are overlooked, creating a culture where laws are treated as meaningless guidelines. So, the SEC thinks that it's important to pursue all types of wrongdoings—not just big frauds, but negligence-based cases and the enforcement of prophylactic measures as well."   

Host Sonia Luna is currently a Committee Member of the SEC Advisory Committee on Small and Emerging Companies. 

The interview can be heard in its entirety at http://bit.ly/1ELCRa6

About Attorney Laura Anthony:

Securities attorney Laura Anthony and her experienced legal team provides ongoing corporate counsel to small and mid-size OTC issuers as well as private companies going public on the over-the-counter market, such as the OTCBB, OTCQB and OTCQX. For nearly two decades Ms. Anthony has structured her securities law practice as the "Big Firm Alternative." Clients receive fast, personalized, cutting-edge legal service without the inherent delays and unnecessary expenses associated with "partner-heavy" securities law firms. Ms. Anthony's focus includes, but is not limited to, registration statements, including Forms 10, S-1, S-8 and S-4, compliance with the reporting requirements of the Securities Exchange Act of 1934, including Forms 10-Q, 10-K and 8-K, 14C Information Statements and 14A Proxy Statements, going public transactions, mergers and acquisitions including both reverse mergers and forward mergers, private placements, PIPE transactions, Regulation A offerings, and crowdfunding. Moreover, Ms. Anthony represents both target and acquiring companies in reverse mergers and forward mergers, including the preparation of transaction documents such as Merger Agreements, Share Exchange Agreements, Stock Purchase Agreements, Asset Purchase Agreements and Reorganization Agreements. Ms. Anthony prepares the necessary documentation and assists in completing the requirements of federal and state securities laws and SROs such as FINRA and DTC for 15c2-11 applications, corporate name changes, reverse and forward splits and changes of domicile. Ms. Anthony is also the host of LawCast.com©, the securities law network.

Contact:        
Laura Anthony, Esq.
Founding Partner
Legal & Compliance, LLC
+1-561-514-0936
[email protected]
www.LegalAndCompliance.com
www.SecuritiesLawBlog.com
www.LawCast.com  

SOURCE Legal & Compliance, LLC

Related Links

http://www.LegalAndCompliance.com

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