Royal Dutch Shell plc: Holding(s) in Company
LONDON, Nov. 22, 2017 /PRNewswire/ --
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS |
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1a. Identity of the issuer or the underlying issuer |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
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Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
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Name |
BlackRock, Inc. |
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City and country of registered office (if applicable) |
Wilmington, DE, USA |
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4. Full name of shareholder(s) (if different from 3.)v |
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Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
20/11/2017 |
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6. Date on which issuer notified (DD/MM/YYYY): |
21/11/2017 |
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7. Total positions of person(s) subject to the notification obligation |
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% of voting rights |
% of voting rights (total of 8.B 1 + 8.B 2) |
Total of both in % |
Total number of |
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Resulting situation |
5.97% |
1.00% |
6.97% |
8,289,901,348 |
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Position of previous applicable) |
4.92% |
2.04% |
6.97% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or |
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A: Voting rights attached to shares |
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Class/type of shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
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Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
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GB00B03MM408 |
218,422,847 |
2.63% |
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GB00B03MLX29 |
277,045,557 |
3.34% |
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SUBTOTAL 8. A |
495,468,404 |
5.97% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
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Type of financial |
Expiration |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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Securities Lending (GB00B03MLX29) |
6,717,420 |
0.08% |
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Securities Lending (GB00B03MM408) |
15,197,770 |
0.18% |
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American Depositary (GB00B03MLX29) |
44,395,710 |
0.53% |
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American Depositary (GB00B03MM408) |
14,078 |
0.00 |
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SUBTOTAL 8. B 1 |
66,324,978 |
0.80% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive |
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Type of financial |
Expiration datex |
Exercise/ Conversion Period xi |
Physical or cash settlementxii |
Number of |
% of voting rights |
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CFD (GB00B03MLX29) |
Cash |
142,505 |
0.00% |
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CFD (GB00B03MM408) |
Cash |
1,919,452 |
0.02% |
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Physically Settled (US7802592060) |
18/01/2019 |
7,271,434 |
0.08% |
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Physically Settled |
18/01/2019 |
7,271,434 |
0.08% |
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Equity Linked Note |
07/12/2017 |
07/12/2017 |
Cash |
170,600 |
0.00% |
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SUBTOTAL 8.B.2 |
16,775,125 |
0.20% |
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not |
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Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv |
X |
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Namexv |
% of voting rights |
% of voting rights |
Total of both if |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Investment Management (UK) |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Australia Holdco Pty. Ltd. |
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BlackRock Investment Management (Australia) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock Asia-Pac Holdco, LLC |
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BlackRock HK Holdco Limited |
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BlackRock Cayco Limited |
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BlackRock Trident Holding Company Limited |
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BlackRock Japan Holdings GK |
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BlackRock Japan Co., Ltd. |
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BlackRock, Inc. |
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Trident Merger, LLC |
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BlackRock Investment Management, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Fund Advisors |
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BlackRock Institutional Trust Company, National Association |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Advisors (UK) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Investment Management (UK) Limited |
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BlackRock Asset Management Deutschland AG |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Capital Holdings, Inc. |
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BlackRock Advisors, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Fund Advisors |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock Asia-Pac Holdco, LLC |
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BlackRock HK Holdco Limited |
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BlackRock Asset Management North Asia Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Holdco 3, LLC |
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BlackRock Canada Holdings LP |
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BlackRock Canada Holdings ULC |
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BlackRock Asset Management Canada Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock International Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock (Netherlands) B.V. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock (Singapore) Limited |
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10. In case of proxy voting, please identify: |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional informationxvi |
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Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. (BlackRock, Inc.) |
Date of completion |
21 November 2017 (BlackRock, Inc.) |
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
SOURCE Royal Dutch Shell plc
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