Royal Dutch Shell plc: Holding(s) in Company
LONDON, Aug. 10, 2017 /PRNewswire/ --
TR-1: Standard Form for Notification of Major Holdings
NOTIFICATION OF MAJOR HOLDINGS |
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1a. Identity of the issuer or the underlying issuer |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
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Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv |
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Name |
BlackRock, Inc. |
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City and country of registered office (if applicable) |
Wilmington, DE, USA |
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4. Full name of shareholder(s) (if different from 3.)v |
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Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reachedvi: |
08/08/2017 |
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6. Date on which issuer notified (DD/MM/YYYY): |
09/08/2017 |
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7. Total positions of person(s) subject to the notification obligation |
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% of voting rights |
% of voting rights (total of 8.B 1 + 8.B 2) |
Total of both in % |
Total number of |
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Resulting situation |
4.53% |
2.15% |
6.68% |
8,256,104,493 |
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Position of previous notification (if applicable) |
5.91% |
0.62% |
6.54% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or |
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A: Voting rights attached to shares |
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Class/type of shares ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
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Direct (Art 9 of Directive |
Indirect (Art 10 of Directive |
Direct (Art 9 of Directive |
Indirect (Art 10 of Directive |
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GB00B03MM408 |
106,456,335 |
1.28% |
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GB00B03MLX29 |
267,653,103 |
3.24% |
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SUBTOTAL 8. A |
374,109,438 |
4.53% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) |
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Type of financial |
Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights exercised/converted. |
% of voting rights |
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Securities Lending (GB00B03MLX29) |
4,752,525 |
0.05% |
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Securities Lending (GB00B03MM408) |
121,697,335 |
1.47% |
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American Depositary Receipt (GB00B03MLX29) |
33,961,460 |
0.41% |
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American Depositary Receipt (GB00B03MM408) |
18,380 |
0.00% |
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Physically Settled Call Option (US7802592060) |
18/01/2019 |
7,798,670 |
0.09% |
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Physically Settled Put Option (US7802592060) |
18/01/2019 |
7,798,670 |
0.09% |
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SUBTOTAL 8. B 1 |
176,027,040 |
2.13% |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive |
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Type of financial |
Expiration datex |
Exercise/ Conversion |
Physical or settlementxii |
Number of |
% of voting rights |
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CFD (GB00B03MLX29) |
137,382 |
0.00% |
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CFD (GB00B03MM408) |
1,826,154 |
0.02% |
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Equity Linked Note |
18/09/2017 |
18/09/2017 |
Cash |
199,600 |
0.00% |
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SUBTOTAL 8.B.2 |
2,163,136 |
0.02% |
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not |
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Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv |
X |
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Namexv |
% of voting |
% of voting rights |
Total of both if it |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock Asia-Pac Holdco, LLC |
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BlackRock HK Holdco Limited |
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BlackRock Asset Management North Asia Limited |
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BlackRock, Inc. |
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Trident Merger, LLC |
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BlackRock Investment Management, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Fund Advisors |
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BlackRock Institutional Trust Company, National Association |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Capital Holdings, Inc. |
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BlackRock Advisors, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Investment Management (UK) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock Asia-Pac Holdco, LLC |
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BlackRock HK Holdco Limited |
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BlackRock Cayco Limited |
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BlackRock Trident Holding Company Limited |
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BlackRock Japan Holdings GK |
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BlackRock Japan Co., Ltd. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Australia Holdco Pty. Ltd. |
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BlackRock Investment Management (Australia) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Holdco 3, LLC |
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BlackRock Canada Holdings LP |
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BlackRock Canada Holdings ULC |
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BlackRock Asset Management Canada Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Investment Management (UK) Limited |
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BlackRock Asset Management Deutschland AG |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Fund Advisors |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock Advisors (UK) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock International Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock (Singapore) Limited |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Group Limited |
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BlackRock (Netherlands) B.V. |
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10. In case of proxy voting, please identify: |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional informationxvi |
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Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. (BlackRock, Inc.) |
Date of completion |
9 August 2017 (BlackRock, Inc.) |
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
SOURCE Royal Dutch Shell plc
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