Pennsylvania Banking and Securities Department Orders Peter L. Workman and Financial Triumph Associates to Cease and Desist

HARRISBURG, Pa., Feb. 17, 2016 /PRNewswire/ -- The Department of Banking and Securities has issued a cease and desist order against Peter L. Workman and Financial Triumph Associates of Harleysville, Pa., for unlawfully conducting business as investment advisers, violations of the Pennsylvania Securities Act of 1972, and failure to comply with a 2014 Final Order that revoked the registration of Financial Triumph Associates.

Copies of the department's orders against Financial Triumph Associates and Peter L. Workman can be found online:

• 2013 Order to Show Cause [PDF]: http://www.dobs.pa.gov/Documents/Enforcement%20Orders/2013/Financial%20Triumph%20Associates%2008072013.pdf
• 2014 Final Order [PDF]: http://www.dobs.pa.gov/Documents/Enforcement%20Orders/2014/08132014FTAssociates.pdf

• 2016 Cease and Desist Order [PDF]: http://www.dobs.pa.gov/Documents/Enforcement%20Orders/2016/012816_FinancialTriumphAssociates.pdf

• 2016 Order to Show Cause [PDF]: http://www.dobs.pa.gov/Documents/Enforcement%20Orders/2016/020916_FinancialTriumphAssociates_OTSC.pdf

Investors who believe they may have been unlawfully charged fees by Financial Triumph Associates or Peter L. Workman can contact the department's Consumer Hotline (1-800-PA-BANKS; 1-800-722-2657) or file a complaint online: http://bit.ly/1ovkxgu

Media contact: Ed Novak, 717-783-4721

SOURCE Pennsylvania Department of Banking and Securities

Related Links

http://www.state.pa.us