Patten Training & Review LLC provides expert training and compliance reviews for Broker/Dealers
Training includes, but is not limited to, Series 79, Series 9/10, Series 24, Series 27/28, Series 4 and Series 53
THE WOODLANDS, Texas, Sept. 28, 2012 /PRNewswire/ -- Patten Training & Review is very fortunate to have access to the top compliance professionals and trainers around the country, thereby allowing them to provide you and your firm with the best possible training and compliance services.
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In recent years, it has become increasingly more critical for Financial Services organizations to remain current with ever-changing regulations. At Patten Training & Review LLC, they certainly understand these challenges and strive to provide premium successful solutions for their clients. What sets them apart is the fact that they are both industry practitioners and trainers. Ms. Patten has personally held positions of FINOP as well as General Securities Principal, Options Principal, and Municipal Principal for several regional firms. This expertise allows them to "walk the walk and talk the talk" thereby providing considerable benefits to their clients.
In addition to compliance services, they also provide training for all principal representative qualifications exams. This includes all series exams, including Series 79, Series 9/10, Series 24, Series 27/28, Series 4 and Series 53.
Additional services include custom content development, mergers and acquisitions, editorial review, product rollouts, in-house custom corporate training programs, and executive training programs. Patten Training & Review LLC has the knowledge, experience and expertise to help you be successful in today's financial regulatory environment.
For more information, please contact Deirdre Patten at 281-419-6030 or email [email protected].
SOURCE Patten Training & Review LLC
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