Patten Training & Review LLC provide FINOP services and compliance reviews for Broker/Dealers
"Our job is to help you succeed"
THE WOODLANDS, Texas, Sept. 24, 2012 /PRNewswire/ -- They have access to top compliance professionals around the country allowing us to provide you and your firm with the best possible compliance services. Ms. Patten has held positions of FINOP as well as General Securities Principal, Options Principal, and Municipal Principal for several regional firms.
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In recent years it has become increasingly more important for Financial Services organizations to remain current with ever-changing regulations. At Patten Training & Review LLC, we understand these challenges and strive to provide premium successful solutions. In addition to compliance services, Patten Training & Review LLC provides training for all principal qualifications exams. This includes, but is not limited to, Series 79, Series 9/10, Series 24, Series 27/28, Series 4 and Series 53.
What sets us apart is the fact that we are both industry practitioners and trainers. This allows us to "walk the walk and talk the talk" and enables us to provide considerable benefits to our clients.
Additional services include custom content development, mergers and acquisitions, editorial review, product rollouts, in-house custom corporate training programs, and executive training programs.
Patten Training & Review LLC has the knowledge, experience and expertise to help you be successful in today's financial regulatory environment.
For more information, please contact Deirdre Patten at 281-419-6030 or email [email protected].
SOURCE Patten Training & Review LLC
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