OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of December
NEW YORK, Jan. 4, 2019 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of December 2018.
Downgrades from OTCQX and OTCQB – December 2018
Company |
Symbol |
Original |
Downgraded |
Reason |
Removal |
Argos Therapeutics, Inc. |
ARGSQ |
OTCQB |
Pink Curent |
Bankruptcy |
12/5/2018 |
Kootenay Zinc Corp |
KTNNF |
OTCQB |
Pink Curent |
Public Interest Concern |
12/7/2018 |
Probility Media Corp. |
PBYA |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/7/2018 |
NQ Minerals PLC |
NQMLF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/13/2018 |
Giggles N' Hugs Inc. |
GIGL |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
ProGreen US, Inc. |
PGUS |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
Sutter Gold Mining Inc. |
SGMNF |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/19/2018 |
Sauer Energy, Inc. |
SENY |
OTCQB |
Pink No |
Filed to Cease |
12/20/2018 |
Umatrin Holding Limited |
UMHL |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/20/2018 |
United Royale Holdings |
URYL |
OTCQB |
Pink Curent |
Non-compliance with |
12/20/2018 |
Blue Sphere Corp. |
BLSP |
OTCQB |
Pink Curent |
Bid Price Deficiency |
12/31/2018 |
Caveat Emptor – December 2018
Company |
Symbol |
Caveat |
Market Tier |
Date |
iBrands Corp. |
IBRC |
added |
Pink No |
12/7/2018 |
Tamm Oil & Gas Corp. |
TAMO |
added |
Grey Market |
12/11/2018 |
Tarheel Billboard Inc |
THEE |
added |
Grey Market |
12/11/2018 |
Kali, Inc. |
KALY |
added |
Pink No |
12/13/2018 |
Abzu Gold, Ltd. |
ABZUF |
added |
Grey Market |
12/17/2018 |
Advanced Explorations Inc. |
ADEXF |
added |
Grey Market |
12/17/2018 |
Aroway Energy, Inc. |
ARWJF |
added |
Grey Market |
12/17/2018 |
CRS Electronics |
LEDCF |
added |
Grey Market |
12/17/2018 |
Campbell Resources Inc. |
CBLRF |
added |
Grey Market |
12/17/2018 |
CanAm Coal Corp. |
COECF |
added |
Grey Market |
12/17/2018 |
Cash Store Financial Services, |
CSFSF |
added |
Grey Market |
12/17/2018 |
Cinram International Income |
CRWFF |
added |
Grey Market |
12/17/2018 |
DiagnoCure Inc. |
DGCRF |
added |
Grey Market |
12/17/2018 |
Gallery Resources Limited |
GARQF |
added |
Grey Market |
12/17/2018 |
Global Cobalt Corp |
GLBCF |
added |
Grey Market |
12/17/2018 |
Global Hunter Corp. |
GBLHF |
added |
Grey Market |
12/17/2018 |
Golden Phoenix Minerals, Inc. |
GPXM |
added |
Grey Market |
12/17/2018 |
Great Western Minerals Group |
GWMGF |
added |
Grey Market |
12/17/2018 |
Hellix Ventures, Inc. |
HLLXF |
added |
Grey Market |
12/17/2018 |
Hydralogic Systems, Inc. |
HYSYF |
added |
Grey Market |
12/17/2018 |
Imris Inc. |
IMRSQ |
added |
Grey Market |
12/17/2018 |
Intertainment Media, Inc. |
ITMTF |
added |
Grey Market |
12/17/2018 |
KAB Distribution Inc. |
KABDF |
added |
Grey Market |
12/17/2018 |
Lexicon Building Systems Ltd. |
AILFQ |
added |
Grey Market |
12/17/2018 |
Linux Gold Corp. |
LNXGF |
added |
Grey Market |
12/17/2018 |
Mad Catz Interactive, Inc. |
MCZAF |
added |
Grey Market |
12/17/2018 |
Maudore Minerals Ltd. |
MAOMF |
added |
Grey Market |
12/17/2018 |
Medical Services International |
MSITF |
added |
Grey Market |
12/17/2018 |
MicroPlanet Technology Corp. |
MCTYF |
added |
Grey Market |
12/17/2018 |
North American Tungsten |
NATUF |
added |
Grey Market |
12/17/2018 |
PRD Energy, Inc. |
PREGF |
added |
Grey Market |
12/17/2018 |
Palladon Ventures Ltd. |
PLLVF |
added |
Grey Market |
12/17/2018 |
Peace Arch Entertainment |
PAEGF |
added |
Grey Market |
12/17/2018 |
Power Resource Exploration |
PREXF |
added |
Grey Market |
12/17/2018 |
Poynt Corporation |
PNYTF |
added |
Grey Market |
12/17/2018 |
RB Energy Inc |
RBEIF |
added |
Grey Market |
12/17/2018 |
Resources Dianor Inc. |
RSDNF |
added |
Grey Market |
12/17/2018 |
St. Elias Mines Ltd. |
SELSF |
added |
Grey Market |
12/17/2018 |
Synodon, Inc. |
SYXXF |
added |
Grey Market |
12/17/2018 |
Thinkpath Inc. |
THPHF |
added |
Grey Market |
12/17/2018 |
Timminco Ltd. |
TIMNF |
added |
Grey Market |
12/17/2018 |
Turbodyne Technologies Inc. |
TRBD |
added |
Grey Market |
12/17/2018 |
United Protection Security |
UZZFF |
added |
Grey Market |
12/17/2018 |
United Silver Corp. |
USCZF |
added |
Grey Market |
12/17/2018 |
Woulfe Mining Corp |
WFEMF |
added |
Grey Market |
12/17/2018 |
ZaZa Energy Corp |
ZAZA |
added |
Grey Market |
12/17/2018 |
Zeox Corp. |
ZOXCF |
added |
Grey Market |
12/17/2018 |
Zoloto Resources Ltd. |
ZRSCF |
added |
Grey Market |
12/17/2018 |
Hemp Naturals Inc. |
HPMM |
added |
Pink Curent |
12/27/2018 |
About OTC Markets Group Issuer Compliance
OTC Markets Group's Washington D.C.-based Issuer Compliance team is responsible for evaluating company compliance with OTCQX and OTCQB qualifications, monitoring stock promotion and other potential public interest concerns, and working to allow issuers to provide adequate current information to the market. Through data driven disclosure processes and market activity analysis, the Issuer Compliance team promotes transparency among the 10,000 U.S. and global securities that trade on the OTCQX® Best Market, the OTCQB® Venture Market, and the Pink® Open Market.
Issuer Compliance is actively engaged in continuous information sharing with FINRA, the SEC, other regulators, and the exchanges.
About OTC Markets Group Inc.
OTC Markets Group Inc. (OTCQX: OTCM) operates the OTCQX® Best Market, the OTCQB® Venture Market and the Pink® Open Market for 10,000 U.S. and global securities. Through OTC Link® ATS and OTC Link ECN, we connect a diverse network of broker-dealers that provide liquidity and execution services. We enable investors to easily trade through the broker of their choice and empower companies to improve the quality of information available for investors.
To learn more about how we create better informed and more efficient markets, visit www.otcmarkets.com.
OTC Link ATS and OTC Link ECN are SEC regulated ATSs, operated by OTC Link LLC, member FINRA/SIPC.
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Media Contact:
OTC Markets Group Inc., +1 (212) 896-4428, [email protected]
SOURCE OTC Markets Group Inc.
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