IPOs & Transactions Week in Review: January 25 - 28 / plus 2016 SEC Reporting Rules Guidebooks

Law firm / advisor

Registrant

Symbol

Form

Industry

360 Sports, Inc.

360 SPORTS, INC.

~

1-A

~

Affinion Group Holdings, Inc.

AFFINION GROUP HOLDINGS, INC.

~

10-12G

~

Bowles Rice LLP

UNITED BANKSHARES INC

UBSI

S-4

Regional Banks

Bryan Cave LLP

COASTAL BANKING CO INC

CBCO

1-A

~

Chicago Housing REIT, Inc.

CHICAGO HOUSING REIT, INC.

~

1-A

~

Clark Wilson LLP

ALKALINE WATER CO INC

WTERD

S-1

~

Clyde Snow & Sessions, PC

PREMIER BIOMEDICAL INC

BIEI

S-1

~

Cole Capital

COLE OFFICE & INDUSTRIAL REIT (CCIT III), INC.

~

S-11

~

Covington & Burling LLP

UNITED BANKSHARES INC

UBSI

S-4

Regional Banks

Davis Polk & Wardwell LLP

L BRANDS, INC.

LB

S-4

Apparel Stores

Dorsey & Whitney LLP

CHS INC

CHSCP

S-1

~

Dorsey & Whitney LLP

TACTILE SYSTEMS TECHNOLOGY INC

~

S-1

~

Drinker Biddle & Reath LLP

AEOLUS PHARMACEUTICALS, INC.

AOLS

S-1

~

Faegre Baker Daniels LLP

TACTILE SYSTEMS TECHNOLOGY INC

~

S-1

~

Freshfields Bruckhaus Deringer US LLP

SILVER RUN ACQUISITION CORP

~

S-1

~

Gibson, Dunn & Crutcher LLP

SILICON GRAPHICS INTERNATIONAL CORP

SGI

S-3

Diversified Comp. Sys.

Goodwin Procter LLP

NEOS THERAPEUTICS, INC.

NEOS

S-1

Drugs

Jolie Kahn, Esq.

AXION POWER INTERNATIONAL, INC.

AXPW

S-1

Industrial Elec. Equip.

JSBarkats, PLLC

POMM INC.

~

1-A

~

K&L Gates LLP

METLIFE INSURANCE CO USA

~

S-3

~

K&L Gates LLP

XG SCIENCES INC

~

S-1

~

Kirkland & Ellis LLP

INFINIUM SOFTWARE INC

~

S-4

~

Kirkland & Ellis LLP

EXELON CORP

EXC

S-4

Diversified Utilities

Law Offices of Aaron A. Grunfeld & Associates

SECOND SIGHT MEDICAL PRODUCTS INC

EYES

S-1

Med. App. & Equip.

Law Offices of Scott D. Marchant, Esq.

US EXPORT, INC.

~

S-1

~

Legal & Compliance, LLC

IEG HOLDINGS CORP

IEGH

S-1

~

Maynard, Cooper & Gale, P.C.

HEALTHSOUTH CORP

HLS

S-4

Spec. Health

McGuireWoods LLP

CLEVELAND BIOLABS INC

CBLI

S-3

Biotech.

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

NEOS THERAPEUTICS, INC.

NEOS

S-1

Drugs

Morris, Manning & Martin LLP

COLE OFFICE & INDUSTRIAL REIT (CCIT III), INC.

~

S-11

~

Parr Brown Gee & Loveless

ULURU INC.

ULUR

S-1

~

Paul Hastings LLP

TRANSGENOMIC INC

TBIO

S-3

~

Plush Corporation

PLUSH CORP

~

S-1

~

Richardson & Associates

HYGEN INDUSTRIES, INC.

~

1-A

~

Sichenzia Ross Friedman Ference LLP

MABVAX THERAPEUTICS HOLDINGS, INC.

MBVX

S-1

~

Sichenzia Ross Friedman Ference LLP

SUSGLOBAL ENERGY CORP.

~

S-4

~

Sidley Austin LLP

CARE CAPITAL PROPERTIES, INC.

CCP

S-11

REIT

Spencer Fane LLP

PARNELL PHARMACEUTICALS HOLDINGS LTD

PARN

F-1

Drugs

Stepp Law Corp.

ROYAL COUNTRY CLUB & RECREATION HOLDINGS, INC.

~

S-1

~

Trowbridge Taylor Sidoti LLP

UNITED GROUP FUND, INC

~

1-A

~

V Financial Group, LLC

HEMP NATURALS, INC.

~

1-A

~

Wachtell, Lipton, Rosen & Katz

MOHEGAN TRIBAL GAMING AUTHORITY

~

S-4

~

Weil, Gotshal & Manges LLP

SILVER RUN ACQUISITION CORP

~

S-1

~