Eighth Notice Regarding Disposition of LBI Estate Securities - March 3, 2014
News provided by
Office of the Trustee for the Liquidation of Lehman Brothers Inc.Mar 03, 2014, 06:17 ET
NEW YORK, March 3, 2014 /PRNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors.
With the advice and consent of the Securities Investor Protection Corporation and in consultation with advisors to major creditor constituencies, the Trustee retained Miller Buckfire & Co., LLC. and Stifel Fixed Income to help sell all remaining securities.
Consistent with the procedures outlined in the Notice dated February 12, 2014 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering Pool 4 (Bankruptcy Escrows), Pool 5 (Corporate Bonds) and Pool 6 (Preferred Equities) for sale. The composition of these pools is listed in Exhibit A of this notice.
- Bids should be sent to [email protected] no later than 2:00pm Eastern Time on Friday, March 21, 2014 with the following information:
- Buyer Contact Information
- Pool Number
- Bid Price
- Miller Buckfire / Stifel will notify winning bidders no later than 4:00pm Eastern Time on Friday, March 21, 2014.
- Bidders will bid on the entire pool.
- All securities will be delivered to the winning bidder. Securities will be delivered to the winning bidder as quickly as the satisfaction of potential administrative issues allow. The Trustee, Miller Buckfire and Stifel make no representation as to the transferability or ability to register sold securities in a specific timeframe.
- An Intralinks data room has been set up to assist bidders with potential diligence. None of the Trustee, Miller Buckfire & Co., LLC and Stifel Fixed Income or their respective affiliates or representatives, makes any representation or warranty, expressed or implied, as to the accuracy or completeness of the information contained. Bidders should rely upon their own diligence to determine their interest in bidding on any given pool. Requests for Intralinks access (please specify which pools) can be made to: [email protected].
- The pools will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel.
Sales inquiries can be made to:
| Al Lhota |
Matthew Stewart |
| Senior Managing Director |
Vice President |
| T: +1 203 717 6524 |
T: +1 203 717 6483 |
Media Contact for the Trustee
Jake Sargent
[email protected]
202-569-5086
THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL.
Pool 4: Bankruptcy Escrows
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| 69363VAB3 |
69363VAB3 |
PSINET INCORPORATED SR NT |
289,857,949.6 |
| 74437CAG6 |
74437CAG6 |
PSINET INC, SR NOTE |
244,586,881.4 |
| 131ESC9C1 |
131ESC9C1 |
CALPINE CORP, 144A, ESCROW CUSIP |
183,791,000.0 |
| 74437CAD3 |
74437CAD3 |
PSINET INC, SR NTS |
171,353,115.1 |
| 131ESC9D9 |
131ESC9D9 |
CALPINE CORP, 144A, ESCROW CUSIP |
134,000,000.0 |
| 74437CAB7 |
74437CAB7 |
PSINET INC, SENIOR NOTES SER B |
129,737,856.0 |
| 131ESC9K3 |
131ESC9K3 |
CALPINE CORP, 144A, ESCROW CUSIP |
77,921,000.0 |
| 131ESC9B3 |
131ESC9B3 |
CALPINE CORP, ESCROW 4 144A |
77,695,000.0 |
| 81662EAA6 |
81662EAA6 |
SEMI TECH CORP, SR SECD DISC NT 11.5% |
44,507,000.0 |
| 2761919P0 |
2761919P0 |
ESCROW EASTERN AIRLS INC |
27,220,000.0 |
| 629ESC9N6 |
629ESC9N6 |
NWA A SEN - ESCROW CUSIP - |
25,000,000.0 |
| 7215019E6 |
7215019E6 |
PILLOWTEX CORP, SENIOR SUB NOTES SER B -ESCRO |
24,325,000.0 |
| 629ESC9W6 |
US629ESC9W65 |
NWA A SEN - ESCROW CUSIP - |
19,000,000.0 |
| 2003369T4 |
2003369T4 |
COMDISCO INC, NOTE ESCROW |
8,000,000.0 |
| 4605759R6 |
4605759R6 |
INTERNORTH INC, ESCROW |
6,500,000.0 |
| 156ESCAL9 |
156ESCAL9 |
CENTURY COMMUNICATIONS CORP, SR NT, ESCROW CU |
5,350,000.0 |
| 604675991 |
US6046759915 |
MIRANT CORP ESCROW SHARES |
4,633,729.0 |
| 927ESC9C9 |
927ESC9C9 |
VIRGIN RIV CASINO ESCROW CUSIP |
3,360,000.0 |
| 748ESCAC4 |
748ESCAC4 |
QUEBECOR WORLD CAP 144A, ESCROW CUSIP, FOR |
3,046,000.0 |
| 156ESCAN5 |
156ESCAN5 |
CENTURY COMMUNICATIONS CORP, SENIOR DISC NOTE |
3,000,000.0 |
| 370ESCBB0 |
370ESCBB0 |
GENERAL MOTORS CORP, SR UNSECD NT ESCROW CUSI |
3,000,000.0 |
| 266ESC995 |
266ESC995 |
ESC CB DURA OPERATING, ESCROW CUSIP |
2,658,465.0 |
| 846ESC9A1 |
846ESC9A1 |
SPANSION LLC SR NT 144A, ESCROW CUSIP |
1,876,000.0 |
| 923ESC982 |
US923ESC9829 |
VERASUN ENERGY CORP, SR NT 144A 17 |
1,668,000.0 |
| 2003369W7 |
2003369W7 |
COMDISCO INC, ESCROW |
1,500,000.0 |
| 2003369N7 |
2003369N7 |
COMDISCO INC, ESCROW |
1,300,000.0 |
| 006ESC966 |
US006ESC9662 |
ADELPHIA C CONV PFD ESCROW |
422,890.0 |
| XX9L43440 |
37399AAS7 |
GEOTEK COMMUNICATIONS INC, SERIES B ESCROW CE |
300,000.0 |
| 156ESCAH8 |
156ESCAH8 |
CENTURY COMMUNICATIONS SR NOTES, ESCROW CUSI |
250,000.0 |
| 74437C408 |
74437C408 |
PSINET INC, 7% CUM CONV PFD SER D-144A BOOK E |
240,700.0 |
| 019ESC805 |
ALLIED DEFENSE GROUP INC, COM |
173,139.0 |
|
| 234050AA0 |
234050AA0 |
DAISY SYSTEM CORP, CV SUB DEB |
160,681.0 |
| 392ESC992 |
392ESC992 |
GREEKTOWN HLDGS L L C/INC, SR NT ESCROW CUS |
160,000.0 |
| 573845AB0 |
573845AB0 |
MARVEL PARENT HOLDINGS INC, SR SECD DISC NOTE |
150,000.0 |
| 7787639A2 |
7787639A2 |
ESCROW ROTHSCHILD L F HLDGS INC |
110,000.0 |
| 74437C507 |
74437C507 |
PSINET INC, CONV PFD 7% SER D |
100,000.0 |
| 758ESC982 |
758ESC982 |
REFCO GROUP LTD, ESCROW |
80,000.0 |
| 81199ABX5 |
81199ABX5 |
SEA CONTAINERS LTD, ESCROW CUSIP |
80,000.0 |
| 748ESCAD2 |
US748ESCAD22 |
QUEBECOR WORLD CAPITAL CORP, 6.125% BDS 15/11/2013 CAD100 |
75,000.0 |
| 74437C101 |
74437C101 |
PSINET INC |
65,173.0 |
| 98141AAD3 |
98141AAD3 |
WORLD ACCESS INC, SENIOR NOTES |
50,982.8 |
| 57383QAD1 |
57383QAD1 |
MARVEL HLDGS INC, SR SECD DISC NT SER-B STAMP |
42,000.0 |
| CAGESC994 |
CAGESC994 |
CONCORD CAMERA CORP, ESCROW CUSIP |
40,000.0 |
| 2695249C0 |
2695249C0 |
EAGLE GEOPHYSICAL INC, SR NT SER B, ESCROWED |
30,000.0 |
| 233ESC987 |
233ESC987 |
DWS RREEF REAL ESTATE FUND ESCROW CUSIP |
29,272.0 |
| 92257TAA1 |
92257TAA1 |
VELOCITY EXPRESS CORP |
26,037.0 |
| G20ESC995 |
G20ESC995 |
CDC LIQUIDATING TRUST ESCROW CUSIP |
25,559.0 |
| 2252278A8 |
2252278A8 |
ESCROW CRAZY EDDIE INC, CV S/D |
20,000.0 |
| XX9RBBNG7 |
92931K965 |
WRT CREDITORS LIQUIDATING TRUST CERTIFICATE OF |
16,888.0 |
| 37957F895 |
37957F895 |
GLOBIX CORPORATION ESCROW |
13,200.0 |
| 05399AGH2 |
05399AGH2 |
AVENTINE RENEWABLE ENERGY HLDGS INC, SR NT -E |
13,000.0 |
| 37373ESC5 |
37373ESC5 |
GERBER SCIENTIFIC INC, COM ESCROW CUSIP |
12,075.0 |
| 7043789D2 |
7043789D2 |
PAYLESS CASHWAYS INC, SR SUB NOTE ESCROW |
10,000.0 |
| 698057AR7 |
698057AR7 |
PAN AMERICAN WORLD AIRWAYS SR DEBS-REGD |
5,000.0 |
| 778466995 |
US7784669951 |
ROSSMOOR CORP LIQUIDATING TR |
1,200.0 |
| 832ESC990 |
832ESC990 |
SMURFIT STONE CONTAINER CP COMMON STOCK ESCR |
1,088.0 |
| 693634107 |
693634107 |
PSI INDUSTRIES INC |
450.0 |
Pool 5: Corporate Bonds
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| XX9L22680 |
539827AB1 |
LOCKHEAD ESOP TRUST SER C 8.414% DTD 04/04/8 |
23,000,000.0 |
| XX9L05236 |
XX9L05236 |
SHARON PARK SUBORDINATE BONDS |
20,221,281.0 |
| XX9L05237 |
XX9L05237 |
HARVEST GROVE SUBORDINATE BOND |
16,061,972.0 |
| XX9L18197 |
280878AA7 |
EDISON BROTHERS 8.04% SERIES C SENIOR NOTE D |
9,989,050.0 |
| 370054AA6 |
370054AA6 |
GENERAL HOMES CORP, S/NOTES-REG |
6,320,000.0 |
| 538405AB7 |
538405AB7 |
LIVING WELL INC, 1ST SR SUB DEB REG |
3,869,000.0 |
| 12045QAD6 |
12045QAD6 |
BULONG OPERATIONS PTY LTD, TIER 2 NOTE |
3,133,000.0 |
| XX9L22151 |
971804AX7 |
WILMINGTON TRUST CO, SER-B LN CTF (CONT'L. A |
2,904,990.0 |
| 11942HAA8 |
11942HAA8 |
BUFETE INDUSTRIAL S A MEDIUM TERM NOTE 14 |
2,500,000.0 |
| 704312AA5 |
704312AA5 |
PAY N PAK STORES INC, SR SUB DEB-REG |
2,500,000.0 |
| G6932NAB8 |
G6932NAB8 |
PARMALAT CAPITAL FINANCE |
2,100,000.0 |
| 38080MAB0 |
38080MAB0 |
GOLDEN BOOKS PUBLISHING INC, PAY IN KIND |
2,014,217.0 |
| XX9L27429 |
038213AD6 |
APPLIED MAGNETICS CORP, SUBORD CONV NOTE 2.0% |
2,000,000.0 |
| 042476AJ0 |
042476AJ0 |
ARMSTRONG HOLDINGS INC, SER B GTD ESOP NOTES |
2,000,000.0 |
| 155560AA3 |
155560AA3 |
CENTRAL TRACTOR FARM & COUNTRY INC, SR NOTE |
2,000,000.0 |
| 038648AA9 |
037164801 |
ARANTES INTERNATIONAL LTD, GTD NT 144A 13 |
2,000,000.0 |
| 925817AD0 |
925817AD0 |
VICORP, RESTAURANTS INC, SR NOTE |
1,880,000.0 |
| 12045QAC8 |
12045QAC8 |
BULONG OPERATIONS PTY LTD, TIER 1 NOTE |
1,867,000.0 |
| XX9N20763 |
618049AA8 |
MORRIS FAMILY CORP , OC-1M NT 8.16%17 |
1,540,936.0 |
| 239623AJ0 |
239623AJ0 |
DAYS INNS OF AMERICA INC, SR S/NOTE-REG |
1,503,000.0 |
| 072890AA4 |
072890AA4 |
BAYONNE MED CTR NT SER 2005 |
1,400,000.0 |
| 698057AS5 |
698057AS5 |
PAN AMERICAN WORLD AIRWAYS SR CV S/D-REGD CA |
1,356,000.0 |
| XX9L44752 |
038529AA1 |
ARAN SHIPPING & TRADING S A , PROM NT 8.3%04 |
1,146,082.0 |
| XX9L16471 |
10599AAB9 |
BRANIFF INC, PRIVATE PLACEMENT 15% SENIOR RES |
1,000,000.0 |
| 361942AC9 |
361942AC9 |
GST TELECOMMUNICAIONS IND SR SUB NOTE |
1,000,000.0 |
| 493137AD5 |
493137AD5 |
KEY PLASTICS INC, SR SUB NOTE SER B |
1,000,000.0 |
| 29255UAC8 |
29255UAC8 |
ENCOMPASS SERVICES CORP, REG |
993,064.0 |
| 29271CAA2 |
29271CAA2 |
ENERGY PHOTOVOLTAICS INC, SR SECD NT CONV 144 |
913,500.0 |
| 45669XAC8 |
US45669XAC83 |
INFINITIY-CVTD |
858,708.0 |
| 81199ABW7 |
US81199ABW71 |
USD 10.75 SEA CONTAINERS LTD (ESCRO, 0% BDS 31/12/2050 USD |
787,000.0 |
| 00202VAC1 |
00202VAC1 |
APP FINANCE IX LTD, GTD SR NOTE FTG RT MAT |
704,000.0 |
| U13ESC9E7 |
USU13ESC9E75 |
CALPINE CORPORATION, 8.5% BDS 15/07/2010 USD 'REG |
680,000.0 |
| XX5L00116 |
144191AA1 |
CAROLINA STL HLDGS INC , CDT-SB DB VAR 00 |
521,346.0 |
| 783942AA3 |
783942AA3 |
SA TELECOMMUNICATIONS INC, SUB NOTE CV 144A |
500,000.0 |
| 88706QAA2 |
88706QAA2 |
TIM HELLAS TELECOMMUNICATIO S A FLOAT RAT |
500,000.0 |
| P93369AA7 |
P93369AA7 |
TRANSTEL INTERMEDIA SA REG S |
500,000.0 |
| 637844AM3 |
637844AM3 |
NATIONAL STEEL CORP, 1ST MTG SER-D |
448,786.1 |
| 83363QAF6 |
83363QAF6 |
SOCIEDAD COMML DEL PLATA S A MEDIUM TERM |
320,000.0 |
| 841338AG1 |
841338AG1 |
SOUTHEAST BANKING CORP, CONV SUB CAPITAL NOTE |
273,000.0 |
| 339130AR7 |
339130AR7 |
FLEMING COS INC, CONV SR SUB NT |
250,000.0 |
| 573848AC2 |
573848AC2 |
MARVEL III HLDGS INC, SR SECD NT SER B |
200,000.0 |
| 247367AG0 |
247367AG0 |
DELTA AIR LINES INC, DEL PASS THRU TR PASS TH |
167,377.8 |
| 553024AA8 |
553024AA8 |
MHS HLDGS SUB PAY-IN-KIND DEB |
167,281.0 |
| 339130AT3 |
339130AT3 |
FLEMING COS INC, SENIOR SUB NOTE |
149,000.0 |
| 948462AA4 |
948462AA4 |
WEDTECH CORP, CV S/D -REG |
124,000.0 |
| 420122AF0 |
420122AF0 |
HAWKER BEECHCRAFT ACQUISITION SR PIK NT 15 |
96,594.0 |
| 422660AB6 |
422660AB6 |
HECHINGER CO CV S/D -REG |
84,000.0 |
| 455209AA4 |
455209AA4 |
INDIANAPOLIS DOWNS L L C/IND DOWNS CAP COR |
76,415.7 |
| P8055KFC4 |
P8055KFC4 |
BONOS DEL TESORO SER BT08 REP OF ARGENTIN |
71,000.0 |
| 005614DS8 |
005614DS8 |
ADAMS CNTY COLO IDR SER A POOL GTD-EXECUTIVE |
50,000.0 |
| 02054RAD3 |
007375441 |
ALPARGATAS |
50,000.0 |
| XX9N37469 |
N/A |
FRAC SHARES 3 |
50,000.0 |
| G61473AA5 |
G61473AA5 |
MINERVA OVERSEAS LTD, REG S |
44,000.0 |
| 102175AB2 |
102175AB2 |
BOWATER CANADA FINANCE CORP, NT |
37,500.0 |
| 247126AC9 |
247126AC9 |
DELPHI AUTOMOTIVE SYSTEMS CORP, NOTE |
34,000.0 |
| 04519DAA5 |
04519DAA5 |
ASIA ALUMIMUM HLDGS LTD, SR NT 144A |
30,000.0 |
| 127590AA5 |
127590AA5 |
CADNETIX CORP, CV DEBS -REG |
30,000.0 |
| 402548AC5 |
402548AC5 |
GULF STATES STL INC, ALA 1ST MTG NTE SER B |
30,000.0 |
| 532791AF7 |
532791AF7 |
LINCARE HLDGS INC, SR DEB CONV |
30,000.0 |
| 545993693 |
545993693 |
LOTHIAN OIL INC, RSTD SERIES A CONV |
25,000.0 |
| 714275AA2 |
714275AA2 |
PERPETUAL SVGS BK FSB ALEX VA CV S/D-REG CAL |
25,000.0 |
| 784123AF8 |
784123AF8 |
SFC NEW HLDGS INC, SR SUB NT 12.25% PD IN $ 1 |
25,000.0 |
| 866933AA2 |
866933AA2 |
SUN HEALTHCARE GROUP INC, SUB DEB CONV RULE 1 |
25,000.0 |
| 82442KAA7 |
US82442KAA79 |
SHERWOOD PLAZA ASSOCS LTD & DU,OC-SECD NT 16 |
20,469.0 |
| 682069AA7 |
682069AA7 |
OMEGA-ALPHA INC, S/D-REG |
19,000.0 |
| XX9L08093 |
983082108 |
WYLY COLLECTION PRIVATE PLACEMENT |
16,080.0 |
| 058319AB0 |
058319AB0 |
BALDWIN UNITED CORP, S/D-REG |
10,000.0 |
| 47758RAD7 |
47758RAD7 |
JITNEY JUNGLE STORES SR SUB NTS |
10,000.0 |
| 731799AA0 |
731799AA0 |
POLYSINDO INTL FIN CO B V GTD SECD NT |
10,000.0 |
| 783895AD7 |
783895AD7 |
SCI TELEVISION INC, SUB DEB |
7,245.0 |
| 422174AA0 |
422174AA0 |
HEALTH-CHEM CORP, CV S/D-REG |
7,000.0 |
| 011634AD4 |
011634AD4 |
ALANTHUS CORP, S/D-REG |
6,400.0 |
| 204620AA6 |
204620AA6 |
COMPREHENSIVE CARE CORP, CV S/D REG |
6,000.0 |
| 302723AA9 |
302723AA9 |
F & M DISTRIBUTORS SR SUB NTS |
6,000.0 |
| G71536AG4 |
G71536AG4 |
POLLY PECK INTL |
5,000.0 |
| 784127AA0 |
784127AA0 |
SFC SUB INC, SR SUB DISC DEB ACCREDITED 0.0% |
4,490.0 |
| 459356AB7 |
459356AB7 |
INTL CONSUMERS BRANDS INC, CV S/D-REG |
3,000.0 |
| 911875AC6 |
911875AC6 |
U S FINANCIAL INC, CV S/D-REG |
3,000.0 |
| 233045AA1 |
233045AA1 |
DCA DEVELOPMENT CORP, CV SD-REG |
2,000.0 |
| 69331DAA4 |
69331DAA4 |
PGI INC, SUB DEB CONV |
2,000.0 |
| 670611AC6 |
670611AC6 |
NUTRI SYSTEM INC, SUB DISC DEB REG-15% INT TO |
1,200.0 |
| 311729AA5 |
311729AA5 |
FARRINGTON MFG CO CV S/D CPN |
1,000.0 |
| 841338AC0 |
841338AC0 |
SOUTHEAST BANKING CORP, NOTES- REG |
1,000.0 |
| 369622DS1 |
369622DS1 |
GENERAL ELEC CAP CORP, FRN |
400.0 |
| 695533AA7 |
695533AA7 |
PAGE PETE LTD, SUB DEB CONV |
300.0 |
| 893871AF0 |
893871AF0 |
TRANSPORTADORA DE GAS DEL NORTE S A EXCHANGE |
283.0 |
| 579865AJ5 |
579865AJ5 |
MCCRORY CORP, SF S/D-REG |
233.0 |
| 7437A1AA1 |
7437A1AA1 |
PROTEXA CONSTRUCCIONES SA DE C V MED TERM |
233.0 |
| 668027AT2 |
668027AT2 |
NORTHWESTERN BELL TELEPHONE |
100.0 |
| 579865AC0 |
579865AC0 |
MCCRORY CORP, CV S/D -REG- 6.50% |
30.0 |
| 006ESCAK3 |
006ESCAK3 |
ADELPHIA COMMUNICATIONS CORP, SR PIK NT -B- |
11.0 |
| 98951UAJ5 |
98951UAJ5 |
ZIFF DAVIS MEDIA INC, SR SECD NT FLTG RATE NE |
4.0 |
| 500750AC8 |
500750AC8 |
KPNQWEST N V CONV SENIOR NOTE |
1.0 |
| 74373LAA5 |
74373LAA5 |
PROTO STAR 12.5% SENIOR SECURED CONV NOTE |
1.0 |
Pool 6: Preferred Equities
| Lehman |
Real |
Security |
|
| Cusip |
CUSIP/ISN |
Description |
Quantity |
| XX9085571 |
N/A |
RONCO CORPORATION PFD CONV SER A RESTRICTED |
976,804.0 |
| XXE004387 |
295851208 |
ERMIS MARITIME HLDGS LTD , PFD |
310,054.0 |
| 196267405 |
196267405 |
COLOR TILE INC-INCREASING RATE SR PFD SER A |
187,700.0 |
| XX9070319 |
889990297 |
TOLERRX INC, SER D CONV PFD RESTRICTED |
184,038.0 |
| CGK153700 |
CGK153700 |
ESPIRE COMMUNICATIONS INC, PREFERRED FRAC CUS |
126,820.0 |
| 69347R206 |
69347R206 |
PNP PRIME CORP, 17% CUM EX PFD |
84,053.0 |
| 372252403 |
372252403 |
GENEVA STEEL CO-14% EXCH PFD SER B |
56,400.0 |
| 577990138 |
577990138 |
MAXOPTIX CORP, PFD SER B RESTRICTED |
52,452.0 |
| 892027400 |
892027400 |
TOWN & COUNTY CORP-6% CONV PFD |
49,580.0 |
| 449247204 |
449247204 |
ICG HOLDINGS INC-14.25% CUM EXCH PFD DUE 3/1 |
36,255.0 |
| DEE437500 |
USDEE4375005 |
FONAR CORP NEW NON VTG CLASS A PFD |
32,000.0 |
| 276191863 |
276191863 |
EASTERN AIR LINES INC, $3.24 CUM PFD |
31,902.0 |
| 640990396 |
640990396 |
NET VOICE TECHNOLOGIES CORP, SER A CONV PFD R |
30,770.0 |
| XX9085744 |
624990735 |
MOUNTAIN DRILLING COMPANY SER A CONV PFD RESTRICTED |
28,500.0 |
| 729136507 |
729136507 |
PLIANT CORP, REDEEMABLE PFD SER AA |
25,923.0 |
| XX9063305 |
03520E203 |
ANGSTROM PHARMACEUTICALS INC, SER C PFD RESTR |
19,868.0 |
| XX9064856 |
705990174 |
PEGASUS SHIPPING HELLAS LTD PFD-RESTRICTED |
15,000.0 |
| XX9L29361 |
83170J207 |
SMARTENERGY.COM INC, SERIES A CONV/PREFERRED |
13,966.0 |
| 26875E999 |
26875E999 |
E MOBILE INFO TECH INC, SER A CONV PFD RESTRI |
13,334.0 |
| XX9L03450 |
45247K301 |
IMAGINARIUN INC, INC, SR D PFD CALLABLE |
10,220.0 |
| XX9066176 |
83461P201 |
SOMERSET BANCSHARES CORP, PFD SER A RESTRICTE |
6,997.0 |
| 37252D207 |
37252D207 |
GENTERRA CAP INC NEW, PFD-B |
5,835.0 |
| XX9067252 |
67104Q403 |
O SULLIVAN INDS HLDGS INC, OC-JR PFD SER B -R |
5,408.0 |
| XX9067106 |
45247K202 |
IMAGINARIUM INC, PFD SER C -RESTRICTED |
4,250.0 |
| 449247501 |
449247501 |
ICG HOLDINGS INC-14% CUM EXCH PFD DUE 3/15/2 |
3,246.0 |
| XX9067681 |
863898300 |
STUDIO CITY HOLDINGS CORP, CONV PFD CL B REST |
2,500.0 |
| 948774302 |
948774302 |
WEIRTON STEEL CORP, CONVERTIBLE PFD STK SERIE |
2,250.0 |
| XX9L02263 |
028896405 |
AMERICAN PIONEER INC, PFD CL A CALLABLE |
2,000.0 |
| XX9L43754 |
08584Q208 |
BERTHEL FISHER & CO LEASING , PFD-A |
1,000.0 |
| DHH265869 |
DHH265869 |
GLASSTECH PFD SER A FRACTIONAL CUSIP |
892.0 |
| XX9066805 |
227055209 |
CROFF ENTERPRISES INCINC, PFD SER B RESTRICTE |
639.0 |
| 516558301 |
516558301 |
LANXIDE CORP-NON VTG PFD SER A |
625.0 |
| 02269P205 |
02269P205 |
AMALGAMATED INVT CORP, SR PFD CL A 10% |
600.0 |
| 151017308 |
151017308 |
CELESTIAL VENTURES CORP-PFD $0.0001 PAR |
596.0 |
| 276191848 |
276191848 |
EASTERN AIR LINES INC-DEP PFD REPSTG 1/100TH |
344.0 |
| XX9L03333 |
404292203 |
HS EQUITIES INC, $6 SENIOR PFD A-CALLABLE |
250.0 |
| XX9067163 |
59502A205 |
MICROCAST INC, PFD CONV SER A-RESTRICTED |
250.0 |
| 269153706 |
269153706 |
E.SPIRE COMMUNICATIONS INC, PFD 14.75% ACCRED |
198.0 |
| XX9066174 |
828621201 |
SIMETCO INC, PFD CL A RESTRICTED |
180.0 |
| 344437504 |
344437504 |
FONAR CORP, NEW NON VTG CLASS A PFD |
130.0 |
| 494482201 |
494482201 |
KINAM GOLD INC, PFD CONV SER B $3.75 |
100.0 |
| 820018919 |
820018919 |
SHARPS NET INTEREST MARGIN 2004-IN1N PREFERR |
100.0 |
| 292701208 |
292701208 |
ENERGY MGMT CORP, $10 CV PFD SER A |
97.0 |
| 55270H208 |
55270H208 |
MCI WORLDCOM SYNERGIES MGMT INC, TR PFD CL A |
88.0 |
| 269270997 |
269270997 |
EVRO CORP-CONV PFD SER D SCRIP |
85.0 |
| 836153809 |
836153809 |
SOURCE MEDIA INC-13.50% SR PIK PFD |
71.0 |
| 457924306 |
457924306 |
INTEGRATED BUSINESS CORP, PFD SER A |
60.0 |
| XX9L03028 |
811454206 |
SEABOARD AIRLINES RAILWAY CO 4.2 PFD CALLABL |
50.0 |
| 830991675 |
830991675 |
SKLAR CORPORATION PFD SER A CONTRA CUSIP |
50.0 |
| 650672207 |
650672207 |
J J NEWBERRY CO-3.75% CUM PFD |
36.0 |
| 276191855 |
276191855 |
EASTERN AIR LINES INC, $3.12 CUM JR PFD |
33.0 |
| 120154208 |
120154208 |
BULK MATERIALS INC, NEW-8% PFD |
26.0 |
| 377265871 |
377265871 |
GLASSTECH INC, 12.75% PFD SER B |
25.0 |
| XXM094347 |
563991926 |
MALONEY ENTERPRISES INC, 6% PFD SER E |
21.0 |
| XX9066096 |
56133P502 |
MALONEY ENTERPRISES INC, PFD NON CONV SER E 6 |
21.0 |
| 423276500 |
423276500 |
HELIONETICS INC-CONV PFD |
20.0 |
| 78422P209 |
78422P209 |
SGW HOLDING INC-12.5% SR P I K PFD SER B 144 |
10.0 |
| 911905701 |
911905701 |
US AIRWAYS GROUP INC, PFD CL A NEW |
10.0 |
| XX9L03536 |
056339203 |
BACA FOOD & FUEL CO OP PFD INC, COLORADO CALL |
4.0 |
| 269270989 |
269270989 |
EVRO CORP-CONV PFD SER D |
2.0 |
| XXA115547 |
008662504 |
AGWAY INC, PFD |
1.0 |
| 030990980 |
030990980 |
AMERICAN UNITED GLOBAL INC, PFD CL B-3 SPINOF |
1.0 |
| 371532854 |
371532854 |
GENESCO INC-SUB CUM CONV PFD |
1.0 |
| 589774207 |
589774207 |
MERIDIAN NATIONAL CORP- $0.375 CONV VTG PFD S |
1.0 |
SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.
WANT YOUR COMPANY'S NEWS FEATURED ON PRNEWSWIRE.COM?
Newsrooms &
Influencers
Digital Media
Outlets
Journalists
Opted In
Share this article