ConvergEx Group Announces Submission of First Customer Form PF Filing with Eze Data Management

NEW YORK, Sept. 11, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that Eze Castle Software has successfully executed its first Form PF filing to the U.S. Securities and Exchange Commission (SEC). The filing was submitted via Eze's Regulatory Filings Manager on behalf of GMT Capital Corp., an Atlanta-based private investment company. Regulatory Filings Manager, the latest component of Eze Data Management, is a new Form PF reporting solution that integrates with enterprise systems to automatically aggregate, consolidate and map crucial data for Form PF.

To streamline the filing process, Eze's customer service team worked with the customer to load three months of position data into Eze Data Management in order to construct crucial as-of values. The values were used to automatically calculate and populate many of Form PF's more complex questions. Regulatory Filings Manager's intuitive user interface and pre-built templates allowed users to easily navigate through the form and electronically submit the completed filing to the SEC.

"This first filing really demonstrates Regulatory Filings Manager's capabilities of building and delivering a completed Form PF quickly and efficiently," said Phil Christianson, product manager for ConvergEx's Eze Castle Software. "Not only is it a robust and scalable offering in and of itself, but we also work closely with our customers to ensure their filing needs are met in full and on time. Furthermore, Regulatory Filings Manager also allows us to put in place the structures necessary to continue to improve on the filing process going forward."

The award-winning Eze OMS leverages a real‐time open architecture to streamline the investment cycle for all asset classes - from idea generation through settlement. The Eze OMS provides functionality to support portfolio management, compliance, trading and operations in a single platform.

About ConvergEx Group
ConvergEx Group is a leading technology company providing mission-critical proprietary software products and technology-enabled services to asset managers and financial intermediaries globally.  Its products and services span the investment life cycle and are designed to enable customers to achieve improved results through operational and workflow efficiencies, execution and analytical tools and highly personalized service. The firm serves more than 4,000 customers accessing over 100 global markets. Formed in 2006, the firm has over 1,250 employees located in 23 cities throughout the Americas, Europe, Middle East, Africa and Asia-Pacific.

ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle Transaction Services LLC (member FINRA/SIPC); ConvergEx Prime Services LLC (member FINRA/SIPC); Eze Castle Software LLC; RealTick LLC; ConvergEx Solutions LLC, of which Cogent Consulting, ConnEx, Jaywalk and LDB are divisions; ConvergEx Limited in the UK and Australia; and ConvergEx Asia Pacific Limited in Hong Kong. ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC.  Additional information is available at www.convergex.com.

Contact:   Elizabeth Anderson
               [email protected] 
               212.468.7713

SOURCE ConvergEx Group

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