CFP Board Discloses Bankruptcies By CFP® Professionals
WASHINGTON, Nov. 15, 2013 /PRNewswire-USNewswire/ -- Certified Financial Planner Board of Standards, Inc. announces today the names of CFP® professionals who have declared bankruptcy within the last five years and, under rules that took effect July 1, 2012, are not subject to disciplinary procedures but will have their bankruptcy disclosed.
CFP Board does not investigate, and the Disciplinary and Ethics Commission does not adjudicate, bankruptcy-only cases. Rather, CFP Board verifies the bankruptcy and notes the bankruptcy filing on the CFP® professional's public profile, which is available through the search functions on CFP Board's website. CFP Board will also share with consumers and other stakeholders who contact CFP Board regarding a CFP® professional's certification status the information in the CFP® professional's public profile, including identifying whether the CFP® professional has filed bankruptcy. All disclosures regarding a bankruptcy filed by a CFP® professional will remain on CFP Board's website for 10 years from the earlier of the date the CFP® professional disclosed the bankruptcy to CFP Board or the date CFP Board became aware of the bankruptcy.
The public may review an individual's bankruptcy information and certification status with CFP Board at www.CFP.net/search. For more detail regarding a CFP® professional's bankruptcy filing, please visit the U.S. Court's Public Access to Court Electronic Records ("PACER") website, which can be found at https://pacer.login.uscourts.gov/cgi-bin/login.pl?court_id=00pcl. Please note that you will be required to register and pay a nominal fee to view the information.
This disclosure of these names is made pursuant to CFP Board's rules regarding single-bankruptcy cases and covers the second and third quarters of 2013. The release of the information below does not constitute discipline of these individuals and is provided only for purpose of providing consumers with adequate information to make an informed decision with regard to engaging a CFP® professional to assist with financial decisions.
NAME |
LOCATION |
STATE |
BANKRUPTCY TYPE |
FILING DATE |
Ms. Beverly Bailey |
Albuquerque |
NM |
Personal |
December 19, 2012 |
Mr. Anthony L. Bauer |
St. Paul |
MN |
Personal |
May 21, 2009 |
Ms. Jennifer Lynn Berdell |
Richmond |
VA |
Personal |
March 1, 2011 |
Mr. Jack Anthony Biedebach |
Santa Ana |
CA |
Personal |
April 19, 2011 |
Ms. Debra Curry |
Santa Ana |
CA |
Personal |
March 30, 2012 |
Mr. Gary B. Davis |
Palm Beach |
FL |
Personal |
October 14, 2009 |
Ms. B. Kathleen Dvorchak |
Denver |
CO |
Personal |
July 6, 2010 |
Mr. James F. Foster |
Reno |
NV |
Personal |
January 16, 2011 |
Mr. Richard A. Funk |
Austin |
TX |
Personal |
September 17, 2009 |
Ms. Jennifer Anne Girling |
Miami |
FL |
Personal |
May 17, 2010 |
Mr. Jorge Gutierrez |
Miami |
FL |
Personal |
June 30, 2010 |
Mr. Daniel Haines, Jr. |
Bridgeport |
CT |
Personal |
August 23, 2011 |
Ms. Kristin C. Harad |
San Francisco |
CA |
Personal |
December 18, 2010 |
Mr. Kenneth Earl Hayes, Jr. |
Knoxville |
TN |
Personal |
June 11, 2010 |
Ms. Jill Henson |
Kenosha |
WI |
Personal |
May 24, 2012 |
Mr. Jeffrey Katz |
Hunt Valley |
MD |
Personal |
February 6, 2008 |
Mr. Kenneth R. Kendall |
Sherman |
TX |
Personal |
September 17, 2011 |
Ms. Beverly Millard Ketel |
Manchester |
NH |
Personal |
October 9, 2009 |
Mr. Kyle C. Lamond |
Orlando |
FL |
Personal |
March 25, 2013 |
Mr. Don C. Larson |
Phoenix |
AZ |
Personal |
January 26, 2012 |
Mr. Sidney Lee |
Greenbelt |
MD |
Personal |
November 13, 2009 |
Mr. David B. MacLaren |
Winston Salem |
NC |
Personal |
January 16, 2009 |
Mr. Joseph Nelligan |
Philadelphia |
PA |
Personal |
September 6, 2012 |
Ms. Anita Nickerson |
Phoenix |
AZ |
Personal |
July 30, 2010 |
Ms. Mary Lynn Van Nostrand |
San Diego |
CA |
Personal |
April 29, 2011 |
Mr. Michael Allen Olsen |
Chicago |
IL |
Personal |
December 23, 2008 |
Mr. Jeffrey Olson |
Ft. Myers |
FL |
Personal |
September 28, 2008 |
Mr. Thomas John Preston |
Detroit |
MI |
Personal |
December 27, 2010 |
Mr. Bryce Pribyl |
Phoenix |
AZ |
Personal |
June 12, 2008 |
Ms. Carey A. Rokovich |
Phoenix |
AZ |
Personal |
December 30, 2008 |
Mr. Mark R. Shull |
Los Angeles |
CA |
Personal |
March 7, 2010 |
Mr. Daniel E. Sigman |
Rockford |
IL |
Personal |
January 28, 2012 |
Mr. Daniel W. Slot |
Grand Rapids |
MI |
Personal |
October 26, 2009 |
Mr. Napoleon Pamor Sta Ana, Jr. |
Chicago |
IL |
Personal |
June 19, 2009 |
Mr. Bruce Starks |
Dunwoody |
GA |
Personal |
April 22, 2011 |
Mr. Lawrence P. Strzelecki |
Chicago |
IL |
Personal |
April 8, 2010 |
Ms. Patricia Ann Tanner |
Oakland |
CA |
Personal |
September 27, 2011 |
Mr. John M. Tiddy |
Charlotte |
NC |
Personal |
April 14, 2009 |
Mr. Nicolas S. Toadvine |
Tampa |
FL |
Personal |
October 31, 2012 |
Mr. Jeffrey Untersee |
Tyler |
TX |
Personal |
July 1, 2008 |
Mr. James E. Van Meter |
Reno |
NV |
Personal |
December 19, 2012 |
Mr. Marcus A. Winbush |
St. Paul |
MN |
Personal |
April 30, 2013 |
ABOUT CFP BOARD
The mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP® certification and upholding it as the recognized standard of excellence for competent and ethical personal financial planning. The Board of Directors, in furthering CFP Board's mission, acts on behalf of the public, CFP® professionals and other stakeholders. CFP Board owns the certification marks CFP®, Certified Financial Planner™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. CFP Board currently authorizes nearly 69,000 individuals to use these marks in the U.S.
SOURCE Certified Financial Planner Board of Standards, Inc.
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