Capital Forensics' Securities Expert Team Enlists Compliance Executive

ARLINGTON HEIGHTS, Ill., Feb. 10, 2015 /PRNewswire/ -- Capital Forensics, Inc. (CFI), the leader in providing expert testimony, litigation support, compliance consulting and data surveillance, welcomes Arlene Wilson to their team of experts.  Arlene comes with more than 30 years of financial services industry experience that spans supervision, compliance, operations, broker-dealer financial and regulatory reporting, including interfacing with the SEC, State Securities regulators, and various SROs.

A significant amount of Ms. Wilson's career was at brokerage firms, most recently as Chief Compliance Officer at D.A. Davidson & Co.  She was also Chief Financial Officer and Director of Compliance at a subsidiary of Oppenheimer Funds, Inc., as well as, a full-service and clearing brokerage firm.  Earlier, Ms. Wilson was a Senior Examiner for NASD (n/k/a FINRA), and began as a CPA with a public accounting firm. 

"We are fortunate to add someone of Arlene's caliber to our team.  Her impressive knowledge will play a key role in providing high quality support for our clients.  We continue to strengthen our team with the best in the industry to provide top-notch service.  Our clients' success is our success."

-Vadim Khavinson, MBA, president of CFI.

Arlene has a Bachelor's degree in Accounting from the University of Montana.  She held the series 4, 7, 24, 27, and 63 securities licenses, and CPA license.  For over 20 years Arlene has been a member of SIA/SIFMA C&L, and served on their Society Executive, Annual Seminar Planning, and Regional Firms committees.  With FINRA, she served on Financial Responsibility, Self-Compliance & Services, and chaired District 3, as well as, NAC Western Region and District 3 Nominating committees.  Arlene often presented at SIFMA, FINRA, NASD and NRS conferences.

About Capital Forensics, Inc.

Capital Forensics, Inc. (CFI) is the leader in providing expert testimony and litigation support, compliance consulting and data solutions for securities and ERISA-related matters. CFI's seasoned experts' experience range from mediations and arbitrations to state and federal court. For nearly 30 years CFI assisted litigation teams in thousands of successful cases, as well as, providing regulatory, data mining and analysis expertise. Every case has a story to be told through testimony, supported by analysis and exhibits. This is where CFI excels.  www.capitalforensics.com

MEDIA CONTACT:
Sheri Casimino
+1 630.688.0868
[email protected]

SOURCE Capital Forensics, Inc.

Related Links

http://www.capitalforensics.com

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